MarkLogic Server 11.0 Product Documentation

Common Criteria Evaluated Configuration Guide — Chapter 1

Common Criteria

The Common Criteria for Information Technology Security Evaluation (the Common Criteria, or CC) and the companion Common Methodology for Information Technology Security Evaluation (CEM) are the technical basis for the Common Criteria Recognition Arrangement (CCRA), which ensures:

• Commercial products are evaluated by independent licensed evaluation laboratories that determine the fulfilment of specified security properties to a specified level of assurance
• Certificate Authorizing Schemes certify the evaluation results produced by the evaluation labs and issue evaluation certificates accordingly
• Issued certificates are mutually recognized by the signatories to the CCRA.

MarkLogic Server 9 is currently under evaluation for Common Criteria Evaluation Assurance Level 2 (EAL2+).

For the documentation describing the Common Criteria evaluation process and methodology, see the documents at http://www.commoncriteriaportal.org/.

The Evaluated Configuration

The evaluated configuration of MarkLogic Server is the configuration in which the Common Criteria evaluation was performed. This is a specific version of MarkLogic Server set up in a specific way. That configuration is outlined in this guide. This guide does not explain the various features of MarkLogic Server. For information on the MarkLogic Server features, see the MarkLogic Server documentation.

This guide includes the list of features that cannot be used in an evaluated configuration, along with any needed guidelines for how to exclude these features from your configuration. The evaluated configuration assumes that the configuration is set up according to these guidelines; configurations that do not follow these guidelines are not considered evaluated configurations.

Authorized Administrator

An Authorized Administrator is any user that has the admin role or any user that has the privilege(s) needed to run the Admin API (admin-module-read and admin-module-write), the Security API (any of the privileges in the security role), or the PKI API (pki-read and pki-write). These privileges exist in roles that are installed in the TOE, such as the security role, or can be added to any role by an Authorized Administrator. Any role that provides access to administering security functional requirements, whether the role is predefined at installation time or user-created (by an Authorized Administrator), must be granted by an Authorized Administrator; it is the responsibility of Authorized Administrators to be aware of these privileges when granting privileges or roles to users. Furthermore, any user who has any such privileges is considered an Authorized Administrator.

Additionally, there are other administrative XQuery built-in functions (https://docs.marklogic.com/xdmp/admin) that perform functions such as starting and stopping the server, and these functions each have privileges associated with them. Any user that is granted any of the privileges associated with these functions (for example, xdmp-shutdown) is also considered an Authorized Administrator.

Administrators with the admin role have full privileges to the system. Administrators who have any of the privileges to run functions in the security-related APIs (Admin API, Security API, PKI API, and XQuery Admin built-in functions) only have those privileges that have been granted to them (via roles) by an Authorized Administrator. Those privileges each protect specific functions or sets of functions; the functions are primitives and must be used in a program with the proper logic in order to perform Security Functional Requirements. It is up to the Authorized Administrator who grants these privileges to determine which privileges a user is granted.

If administration is performed using the Admin API, Security API, PKI API, and/or the built-in Admin functions, those APIs must run against an HTTP or XDBC App Server that is set up to use TLS. Actions against the Admin Interface, HTTP interfaces, and XDBC interfaces are auditable, based on the configuration for the App Server. You should audit actions based on your own security policies.

Only Authorized Administrators can manage the target of evaluation (TOE) using the Admin Interface or using the various XQuery administrative functions included with MarkLogic (the Admin API, the Security API, the PKI API, or the built-in Admin functions). Additionally, all code must be evaluated through an interface that is set up to use TLS. Authorized administrators are assumed to be non-hostile, appropriately trained, and follow proper administrative procedures. For more details about the Authorized Administrator and about performing administrative tasks in MarkLogic Server, see the Administrator's Guide and Security Guide. For more details about the TOE, see Target of Evaluation (TOE).

TOE Requirements

This section lists the requirements for the target of evaluation (TOE). This is a subset of the platforms in which MarkLogic Server runs (see the Installation Guide for those details), and includes the following parts:

• MarkLogic Server TOE Platform
• License Key for TOE
• Admin Interface App Server Configured to Use HTTPS
• All TOE Access App Server Configured to Use HTTPS and Digest Authentication
• Features Not Part of the TOE
• MarkLogic Server 9.0